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Josh Lerner
Publications in Academic Journals on Venture Capital and Entrepreneurial Finance
"An Analysis of Compensation in the U.S. Venture Capital Partnership" (with Paul Gompers), Journal of Financial Economics, 51 (January 1999) 3-44. Earlier version distributed as Harvard Business School Working Paper No. 95-009.
"Assessing
the Contribution of Venture Capital to Innovation" (with Samuel
Kortum), Rand Journal of Economics, 31 (Winter 2000) 674-692.
Earlier versions distributed as Harvard Business School Working Paper No.
99-078 and National Bureau of Economic Research Working Paper No. 6846.
Expanded version reprinted as “Does Venture Capital Spur Innovation?,”
Entrepreneurial Inputs and Outcomes.
“Conflict of Interest and Reputation in the Issuance of Public Securities: Evidence from Venture Capital” (with Paul Gompers), Journal of Law and Economics, 42 (April 1999) 53-80. Earlier version distributed as National Bureau of Economic Research Working Paper No. 6847.
“Does Legal
Enforcement Affect Financial Transactions?:
The Contractual Channel in Private Equity” (with Antoinette
Schoar), Quarterly Journal of Economics,
120 (February 2005) 223-246. Earlier
version distributed as National Bureau of Economic Research Working Paper No.
10348. Reprinted in Stijn Claessens and Luc Laeven, editors, Readings in
International Corporate Finance,
“Entrepreneurial Spawning: Public Corporations and the Formation of New Ventures, 1986-1999” (with Paul Gompers and David Scharfstein), Journal of Finance, 60 (April 2005) 577-614. Earlier version distributed as National Bureau of Economic Research Working Paper No. 9816.
“The Government as Venture Capitalist: The Long-Run Effects of the
SBIR Program,” Journal of Business, 72 (July 1999) 285-318.
Earlier versions distributed as Harvard Business School Working Paper No.
96-038 and National Bureau of Economic Research Working Paper No. 5753.
Reprinted in Journal of Private Equity, 3 (Winter/Spring 2000) 55-78. Reprinted
in Albert N. Link, editor, Entrepreneurship and Technology Policy,
“The Illiquidity Puzzle: Theory and Evidence from Private Equity” (with Antoinette Schoar), Journal of Financial Economics, 72 (April 2004) 3-40. Earlier versions distributed as Harvard Business School Negotiations Organizations and Markets Working Paper No. 02-24 and National Bureau of Economic Research Working Paper No. 9146. Published as “Theorie und Empirische Evidenz des Illiquitat bei Private Equity” in Michael Busack and Dieter G. Kaiser, editors, Hundbuch Alternative Investments, Weisbaden: Gabler Verlag, 2006, pp. II: 43-66. Condensed version published as “To BDC or Not to BDC? The Promise and Perils of ‘Public Private Equity,’” Debevoise & Plimpton Private Equity Report, 4 (Summer 2004) 4-5, 22.
“Money
Chasing Deals?: The Impact of Fund Inflows on the Valuation of Private Equity
Investments” (with Paul Gompers), Journal of Financial Economics,
55 (February 2000) 281-325. Reprinted in Lowell W. Busenitz, Harry J.
Sapienza, and Mike Wright, editors, Venture Capital.
“The Performance of Reverse Leveraged Buyouts” (with Jerry Cao) Journal of Financial Economics, forthcoming. Earlier version distributed as National Bureau of Economic Research Working Paper No. 12626.
"Pricing and Financial Resources: An Analysis of the Disk Drive Industry, 1980-88," Review of Economics and Statistics 77 (November 1995) 585-98 (Symposium on Hedonic Methods in Industrial Economics). Earlier version distributed as Harvard Business School Working Paper No. 95-014.
“The Really Long-Run Performance of Initial Public Offerings: The Pre-NASDAQ Evidence” (with Paul Gompers), Journal of Finance, 58 (August 2003) 1355-1392. Earlier version distributed as National Bureau of Economic Research Working Paper No. 8505.
“Smart Institutions, Foolish Choices?: The Limited Partner Performance Puzzle” (with Antoinette Schoar and Wan Wong), Journal of Finance, forthcoming. Earlier version distributed as National Bureau of Economic Research Working Paper No. 11136.
"The Syndication of Venture Capital Investments," Financial
Management, 23 (Autumn 1994) 16-27 (Venture Capital Special Issue).
Reprinted in Michael Wright and Ken Robbie, editors, Venture Capital.
Aldershot:
"The Use of
Covenants: An Empirical Analysis of Venture Partnership Agreements"
(with Paul Gompers), Journal of Law and Economics, 39 (October 1996):
463-498. Earlier version distributed as Harvard Business School Working
Paper No. 95-047. Condensed version reprinted in Investment Policy,
1 (September/October 1997) 122-130. Reprinted in Lowell W. Busenitz,
Harry J. Sapienza, and Mike Wright, editors, Venture Capital.
"Venture
Capitalists and the Decision to Go Public," Journal of Financial
Economics 35 (June 1994): 293-316. Reprinted in Zoltan Acs, editor, Small
Firms and Economic Growth (Cheltenham, United Kingdom: Edward Elgar, 1996)
Volume I: 650-673. Reprinted in Michael J. Brennan, editor, Empirical
Corporate Finance.
“Venture
Capitalists and the Oversight of Private Firms," Journal of Finance
50 (March 1995): 301-18. Earlier version distributed as Harvard Business
School Working Paper No. 93-012. Reprinted in Michael Wright and Ken Robbie,
editors, Venture Capital (International Library of Management)
(Aldershot: Dartmouth Publishing, 1997) 267-284. Reprinted in Lowell W.
Busenitz, Harry J. Sapienza, and Mike Wright, editors, Venture Capital.
"Venture Capital Distributions: Short-Run and Long-Run Reactions" (with Paul Gompers), Journal of Finance, 53 (December 1998) 2161-2183.
“Venture Capital Investment Cycles: The Impact of Public Markets” (with Paul Gompers, Anna Kovner, and David Scharfstein), Journal of Financial Economics, forthcoming. Earlier versions distributed as National Bureau of Economic Research Working Paper No. 11385.
"What Drives Venture Capital Fundraising?" (with Paul Gompers), Brookings Papers on Economic Activity--Microeconomics, (1998) 149-192. Earlier versions distributed as Harvard Business School Working Paper No. 99-079 and National Bureau of Economic Research Working Paper No. 6906.
Publications in Academic Journals on Intellectual Property and Innovation
"An Empirical Analysis of a Technology Race," Rand Journal of Economics, 28 (Summer 1997): 228-247. Earlier version distributed as Harvard Business School Working Paper No. 97-054.
"The
Importance of Patent Scope: An Empirical Analysis," Rand Journal of
Economics 25 (Summer 1994): 319-33. Reprinted in Ruth Towse and Rudi
W. Holzhauer, editors, The Economics of Intellectual Property.
“Innovation and Incentives: Evidence from Corporate R&D” (with Julie Wulf), Review of Economics and Statistics, forthcoming. Earlier version distributed as National Bureau of Economic Research Working Paper No. 11944.
“The New
New Financial Thing: The Origins of Financial Innovations,” Journal of Financial Economics, 79
(February 2006) 223-255. Earlier version
distributed as National Bureau of Economic Research Working Paper No. 10223 and
“150 Years of Patent Office Practice,” American Law and Economics Review, 7 (Spring 2005) 112-143 (Special Issue on Law and Institutions). Earlier version distributed as Harvard Business School Working Paper No. 00-040 and National Bureau of Economic Research Working Paper No. 7477.
“150
Years of Patent Protection,” American Economic Review Papers and
Proceedings, 92 (May 2002) 221-225. Reprinted in John Cantwell,
editor, The Economics of Patents.
"Patenting in the Shadow of Competitors," Journal of Law and Economics 38 (October 1995): 563-95. Earlier version distributed as Harvard Business School Working Paper No. 94-069.
“Reinventing
Public R&D: Patent Law and Technology Transfer from Federal Laboratories”
(with Adam Jaffe), Rand Journal of Economics, 32 (Spring 2001)
167-198. Reprinted in Adam B. Jaffe and Manuel Trajtenberg, Patents,
Citations and Innovations: A Window on the Knowledge Economy,
"Stronger Protection or Technological Revolution: What is Behind the Recent Surge in Patenting?" (with Samuel Kortum), Carnegie-Rochester Conference Series on Public Policy, 48 (June 1998): 247-304. Condensed version reprinted as “What is Behind the Recent Surge in Patenting?” in Research Policy 28 (January 1999) 1-22. Earlier versions distributed as Harvard Business School Working Paper No. 98-012 and National Bureau of Economic Research Working Paper No. 6204.
“Tilting the Table? The Use of Preliminary Injunctions” (with Jean Lanjouw), Journal of Law and Economics, 44 (October 2001): 573-603. Earlier versions distributed as Harvard Business School Working Paper No. 96-068 and National Bureau of Economic Research Working Paper No. 5689.
“What is the Impact of Software Patent Shifts? Evidence from Lotus v. Borland” (with Feng Zhu), International Journal of Industrial Organization, forthcoming. Earlier version distributed as National Bureau of Economic Research Working Paper No. 11168.
“Where Does State Street Lead? A First Look at Finance Patents, 1971-2000,” Journal of Finance, 57 (April 2002): 901-930. Earlier versions distributed as Harvard Business School Working Paper No. 01-005 and National Bureau of Economic Research Working Paper No. 7918. (Supplemental information on financial patents.) (Spreadsheet of financial patents, 1971-February 2000.)
Publications in Academic Journals on Strategic Alliances and Other Hybrid Organizational Forms
“Certifying New Technologies” (with Emmanuel Farhi and Jean Tirole), Journal of the European Economic Association Papers and Proceedings, 3 (April-May 2005) 734-744.
“The Control of Technology Alliances: An Empirical Analysis of the Biotechnology Industry” (with Robert P. Merges), Journal of Industrial Economics, 46 (June 1998) 125-156 (Special Symposium “Inside the Pin Factory”: Empirical Studies Augmented by Manager Interviews). Earlier version distributed as National Bureau of Economic Research Working Paper No. 6014.
“The Design of Patent Pools: The Determinants of Licensing Rules” (with Marcin Strojwas and Jean Tirole), Rand Journal of Economics, forthcoming. Earlier version distributed as National Bureau of Economic Research Working Paper No. 9680.
“Do Equity Financing Cycles Matter?: Evidence from Biotechnology Alliances” (with Hilary Shane and Alexander Tsai), Journal of Financial Economics, 67 (March 2003) 411-446. Earlier versions distributed as Harvard Business School Working Paper #00-038 and National Bureau of Economic Research Working Paper No. 7464.
“The Dynamics of Open Source Contributions” (with Parag Pathak and Jean Tirole), American Economic Review Papers and Proceedings, 96 (May 2006) 114-118.
“Efficient Patent Pools” (with Jean Tirole), American Economic Review, 94 (June 2004) 691-711. Earlier version distributed as National Bureau of Economic Research Working Paper No. 9175.
“A Model of Forum Shopping” (with Jean Tirole), American Economic Review, 96 (September 2006) 1091-1113. Earlier versions distributed as National Bureau of Economic Research Working Paper No. 10664.
"Ownership and Control Rights in Internet Portal Alliances, 1995-1999" (with Dan Elfenbein), Rand Journal of Economics, 34 (Summer 2003) 356-369. Earlier version distributed as National Bureau of Economic Research Working Paper No. 8251. (Supplemental analytical appendix.)
“The Rules of Standard Setting Organizations: An Empirical Analysis” (with Benjamin Chiao and Jean Tirole), Rand Journal of Economics, forthcoming. Earlier versions distributed as National Bureau of Economic Research Working Paper No. 11156.
“The Scope of Open Source Licensing” (with Jean Tirole), Journal of Law, Economics and Organization, 21 (April 2005) 20-56. Earlier version distributed as National Bureau of Economic Research Working Paper No. 9363.
"Some Simple
Economics of Open Source" (with Jean Tirole), Journal of Industrial
Economics, 50 (June 2002): 197-234. Expanded version printed as
“Economic Perspectives on Open Source,” in Joseph Feller, Brian Fitzgerald, Scott A. Hissam, and Karim R. Lakhani,
editors, Perspectives on Free and Open Source Software,
Working Papers
“Contractibility and Contract Design in Strategic Alliances” (with Ulrike Malmendier). (National Bureau of Economic Research Working Paper No. 11292).
“Contractual Incompleteness, Contingent Control Rights, and the Design of Internet Portal Alliances” (with Dan Elfenbein).
“Institutions, Capital Constraints, and Entrepreneurial Firm Dynamics: Evidence from Europe” (with Mihir Desai and Paul Gompers). (National Bureau of Economic Research Working Paper No. 10165).
“The Litigation of Financial Patents.”
“Patent Policy and Innovation Over 150 Years.” (National Bureau of Economic Research Working Paper No. 8977).
“Private Equity and Employment” (with Steve Davis, John Haltiwanger, Ron Jarmin, and Javier Miranda).
“Private Equity and Long-Run Investment: The Case of Innovation” (with Morten Sorensen and Per Stromberg).
“Skill vs. Luck in Entrepreneurship and Venture Capital: Evidence from Serial Entrepreneurs” (with Paul Gompers, Anna Kovner, and David Scharfstein) (National Bureau of Economic Research Working Paper No. 12592).
“Specialization and Success: Evidence from Venture Capital” (with Paul Gompers, Anna Kovner, and David Scharfstein).
“Unraveling the Patent Paradox” (with Samuel Kortum).
“With a Little Help from My (Random) Friends: Success and Failure
in
Works-in-Progress
“The Decisions of Angel Investment Groups” (with Bill Kerr and Antoinette Schoar).
“The Demography of Emerging Private Equity Markets” (with Morten Sorensen and Per Stromberg).
“The Geography of Venture Capital” (with Paul Gompers, Anna Kovner, and David Scharfstein).
“MBA Career Choices” (with Ulrike Malmendier and Lori Santikian).
“Open Source Contributors” (with Parag Pathak and Jean Tirole).
“Patent Policy Changes: Theoretical and Empirical Perspectives” (with Francesca Cornelli).
“Private Equity and Productivity” (with Steve Davis, John Haltiwanger, Ron Jarmin, and Javier Miranda).
Books
Innovation
and Its Discontents: How Our Broken Patent System is Endangering Innovation and
Progress, and What To Do About It (with
Adam Jaffe). Princeton:
The
Money of Invention (with Paul Gompers).
Venture
Capital and Private Equity: A Casebook.
Venture Capital and Private Equity: An Instructor’s Manual.
The
Venture Capital Cycle (with Paul Gompers).
Publications in Edited Volumes or Other Journals
“The Determinants of Corporate Venture Capital
Success: Organizational Structure, Incentives, and Complementarities”
(with Paul Gompers) in Randall Morck, editor, Concentrated Ownership,
“Innovation and the Structure of High-Technology Industries,” in Research on Technological Innovation, Management and Policy 5 (1993): 89-107.
“International Patenting and the European Patent Office: A
Quantitative Assessment” (with Jonathan Eaton and Samuel Kortum), in
Organization for Economic Cooperation and Development, Patents, Innovation and Economic Performance: OECD Conference
Proceedings.
“Patent Policy Innovations: A Clinical Examination,” Vanderbilt Law Review, 53 (November 2000) 1841-1856.
“Patent Scope and Emerging Industries: Biotechnology, Software,
and Beyond” (with Robert P. Merges) in David B. Yoffie, editor, Competing
in the Age of Digital Convergence.
“Risk and Reward in Private Equity Investments: The Challenge of
Performance Assessment” (with Paul Gompers), Journal of Private Equity,
1 (Winter 1998) 5-12. Reprinted in Thomas Scheeweis and Joe Pescatore, editors,
The Handbook of Alternative Investment Strategies: An Investor's
Guide.
“Secrets of the Academy: The Drivers of University Endowment Success” (with Antoinette Schoar and Jialan Wang), Journal of Economic Perspectives, forthcoming.
Review Articles
“Academic Science and Entrepreneurship: Dual Engines of Growth?” (with Adam Jaffe, Scott Stern, and Marie Thursby), Journal of Economic Behavior & Organization, 63 (2007) 573–576.
"Angel Financing and Public Policy: An Overview," Journal of Banking and Finance, 22 (August 1998) 773-783. (Special Issue on the Economics of Small Business Finance.)
“The Economics of Technology
Sharing: Open Source and Beyond” (with Jean Tirole), Journal of Economic Perspectives, 19
(Spring 2005) 99-120. Reprinted in Brian Kahin and Dominique Foray,
editors, Advancing Knowledge and the Knowledge Economy.
“The Enforcement of Intellectual Property Rights: A Survey of the
Empirical Literature’ (with Jenny Lanjouw), Annales d'Economie et de
Statistique, 49/50 (January/June 1998) 223-246. (Special Issue on the
Economics and Econometrics of Innovation.) Earlier version distributed as
National Bureau of Economic Research Working Paper No. 6297. Reprinted in
David Encaoua, Bronwyn H. Hall, François Laisney, and Jacques Mairesse,
editors, The Economics and Econometrics of Innovation.
“Equity Financing” (with Paul Gompers), in Zoltan Acs and
David Audretsch, editors, Encyclopedia of Entrepreneurship.
“Governance of New Firms: A Functional Perspective,” in
Naomi R. Lamoreaux and Kenneth L. Sokoloff, Financing
Innovation in the
“Innovation and Its Discontents,” Innovation Policy and the Economy. 6 (2006). Reprinted in Capitalism and Society: Vol. 1, Issue 3 (2006), Article 3.
“Introduction: NBER Conference on Strategic Alliances” (with Raghuram Rajan), Journal of Financial Economics, 80 (April 2006) 1-3.
“Introduction: Symposium on the Patent System and Innovation” (with Adam Jaffe and Jean Lanjouw), Rand Journal of Economics, 32 (Spring 2001) 75-76.
“The Open Source Movement: Key Research Questions,” (with Jean Tirole) European Economic Review Papers and Proceedings, 35 (2001) 819-826.
“Patent Policy Reform and Its
Implications,” NBER Reporter, (Winter 2002/2003) 17-19.
“‘Public Venture Capital’: Rationales and
Evaluation,” in The SBIR Program: Challenges and Opportunities, A
Report on a Workshop,
“Short-Term
“Small Businesses, Innovation, and Public Policy,” in Zoltan
Acs, editor, Are Small Firms Important?,
“Small Businesses, Innovation, and Public Policy in the
Information Technology Industry,” in Erik Brynjolfsson and Brian Kahin,
editors, Understanding the Digital Economy: Data, Tools, and Research.
“Strategic Alliances and Technology Licensing in
Biotechnology,” Encyclopedia of Ethical, Legal and Policy Issues in
Biotechnology,
“Technological Innovation and Organizations” (with Pierre
Azoulay), in Robert Gibbons and John Roberts, editors, Handbook of
Organizational Economics. Princeton:
“The University and the Start-Up: Lessons from the Past Two Decades,” Journal of Technology Transfer, 30 (January 2005) 49-56 (Special Issue in Honor of Edwin Mansfield).
“Venture Capital” in Benn Steil, David G. Victor, and
Richard R. Nelson, editors, Technological Innovation and Economic
Performance. Princeton:
“Venture Capital” (with Paul Gompers) in Dennis Logue,
editor, Handbook of Modern Finance,
“Venture Capital” (with Paul Gompers), in Richard C. Dorf,
editor-in-chief, The Technology Management Handbook,
“Venture Capital,” in Larry Blume and Stevenm Derlauf,
general editors, The New Palgrave
Dictionary of Economics.
“Venture Capital and the
Commercialization of Academic Technology: Symbiosis and Paradox” in Lewis
M. Branscomb, editor, Industrializing Knowledge: University-Industry Linkages
in Japan and the United States,
“Venture Capital and Private Equity,” International Journal of Entrepreneurial Education, 1 (Issue #3, 2002/2003) 359-384.
“Venture Capital and the Creation of Public Companies: Do Venture Capitalists Really Bring More than Money?” (with Paul Gompers), Journal of Private Equity, 1 (Fall 1997) 15-32.
“The Venture Capital Revolution” (with Paul Gompers), Journal of Economic Perspectives, 15 (Spring 2001) 145-168.
“When Bureaucrats Meet Entrepreneurs: The Design of Successful
‘Public Venture Capital’ Programs,” Economic Journal,
112 (February 2002) F73-F84 (Symposium on Funding Gaps). Reprinted in Douglas
Holtz-Eakin and Harvey S. Rosen, editors, Public Policy and the Economics of
Entrepreneurship,
Government Reports
Capital Formation and Investment in Venture Markets: Implications for the
Advanced Technology Program, Report GCR-99-784, Advanced Technology
Program, National Institutes of Standards and
Contributor to Managing Technical Risk: Understanding Private Sector
Decision Making on Early Stage, Technology-Based Projects. Report
GCR-00-787, Advanced Technology Program, National Institutes of Standards and
Discussions
“Engineering Bureaucracy: The Genesis of Formal Policies, Positions, and Structures in High-Technology Firms (by James N. Baron, M. Diane Burton, and Michael T. Hannan),” Journal of Law, Economics and Organization, 15 (April 1999) 42-46. (Special Issue on Bureaucracy: Issues and Apparatus.)
“Ivory Tower and Industrial innovation: University-Industry Technology Transfer Before and After the Bayh-Dole Act in the United States (by David C. Mowery, Richard R. Nelson, Bhaven N. Sampat, and Arvids A. Ziedonis),” Journal of Economic Literature, 43, (June 2005) 510-511
"Lean and Mean (by Bennett Harrison)," Small Business Economics, 7 (October 1995) 145-347.
"Microeconomic Policy, Technological Change, and Small Business (by
Edwin Mansfield)," in Federal Reserve Bank of
“Open Source Genomics (by Dan Burk),”
"Venture Capital Financing, Moral Hazard, and Learning (by Dirk Bergemann and Ulrich Hege)," Journal of Banking and Finance, 22 (August 1998) 736-740. (Special Issue on the Economics of Small Business Finance.)
“Venture Capital Investment (by Gavin Reid),” Small Business Economics, 15 (August 2000) 77-78.
Case Studies
“Aberlyn Capital Management: July 1993,”
“ABRY Partners, LLC: WideOpenWest,”
“Accel Partners’ European Launch,”
“Acme Investment Trust,”
“Acme Investment Trust: January 2001,”
“Adams Capital Management: September 2001,”
“Adams Capital Management: Fund IV,”
“AIT Group Plc,”
“ALZA and Bio-Electro Systems (A): Technological and Financial
Innovation,”
“ALZA and Bio-Electro Systems (B-1): Rights Offering
Strategy,”
“ALZA and Bio-Electro Systems (B-2): The Rights Offering,”
“ALZA and Bio-Electro Systems (C): 1988-1992,”
“Apax Partners and Dialog Semiconductor: March 1998,”
“Apax Partners and Xerium
“Apex Investment Partners (A): April 1995,”
“Apex Investment Partners (B): May 1995,”
“ARCH Venture Partners: November 1993,”
“Battery Ventures,”
“BCI Growth III: May 1993,”
“BCI Growth III: November 1993,”
“The Blackstone Group’s IPO,” Harvard Business School Case 9-808-100 (with Felda Hardymon and Ann Leamon).
“Brazos Partners and Cheddar's Inc.,”
“Brazos Partners: The Co-Mark LBO,”
“Candela Laser Corp. v. Cynosure, Inc.,”
“CDC Capital Partners,”
“CDC Capital Partners: December 2002,”
“Chengwei Ventures,”
“Christo and Jeanne-Claude: The Art of the Entrepreneur,”
“CMGI: Organizational and Market Innovation,”
“EMC Corporation: Response to Shareholder Litigation (A),”
“EMC Corporation: Response to Shareholder Litigation (B),”
“The Endeca Negotiation: Steve Papa,”
“The Endeca Negotiation:
Hardy Smith,”
“The Endeca Negotiation:
Charlie Yie,”
“Endeca Technologies
(A),”
“Endeca Technologies (B),”
“The European Association of Securities Dealers: November
1994,”
“The Exxel Group: September 1995,”
“The Exxel Group: March 2001,”
“The Fojtasek Companies and Heritage Partners: March 1995,”
“The Fojtasek Companies and Heritage Partners: October
1998,”
“FOX Venture Partners:
Enriching the Private Equity Investor Pool,”
“Francisco Partners,”
“GMIMCo Venture Capital: September 1996,”
“GO Corporation,”
“Gold Hill Venture Leasing,”
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“ImmuLogic Pharmaceutical Corporation (A): March 1991,”
“ImmuLogic Pharmaceutical Corporation (B-1): Malcolm
Gefter,”
“ImmuLogic Pharmaceutical Corporation (B-2): Henry McCance,”
“ImmuLogic Pharmaceutical Corporation (B-3): Katherine
Kirk,”
“ImmuLogic Pharmaceutical Corporation (B-4): Phillip Gross,”
“ImmuLogic Pharmaceutical Corporation (C): April 1991,”
“ImmuLogic Pharmaceutical Corporation (Abridged),”
“In-Q-Tel,”
“Investitori Associati: Exiting the Savio LBO (A),”
“Investitori Associati: Exiting the Savio LBO (B),”
“Lion Capital and the Blackstone Group: The Orangina Deal,”
“Martin Smith: January 2002,”
“Martin Smith: May 2000,”
“Martin Smith: May 2002,”
“Montagu Private Equity,”
“NCH Capital and Univermag Ukraina,”
“New Business Investment Company: October 1997,”
“Northeast Ventures: January 1996,”
“Outerlink Corporation,”
“Outrage in Cyberspace: Unisys and the GIF Patent,”
“The Plummer Endowment: The Distribution Question,”
“The Rebar Dilemma,”
“Repligen Corporation: January 1992,”
“RogersCasey Alternative Investments: Innovative Responses to the
Distribution Challenge,”
“The Salesman Saga,”
“Schroder Ventures: Launch of the Euro Fund,”
“The Scripps Research Institute: November 1993 (Abridged),”
“The Scripps Research Institute: May 1994,”
“Tad O’Malley: December 2004,”
“3i Group PLC,”
“The Tympani Board,”
“University Technology Ventures: October 2000,”
“The Valuation Conundrum (A),”
“The Valuation Conundrum (B),”
“Warburg Pincus and emgs: The IPO Decision (A),” Harvard Business School Case 9-807-092 (with Felda Hardymon and Ann Leamon).
“Weston Presidio Offshore Capital: Confronting the Fundraising
Challenge,”
“Xerox Technology Ventures: March 1995,”
“Xerox Technology Ventures: January 1997,”
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Class Notes
“Best Practices: Decision Making Among Venture Capital Firms,”
“Between a Rock and a Hard Place: Valuation and Distribution in
Private Equity,”
“An Introduction to Patents and Trade Secrets,”
“A Note on Corporate Venture Capital,”
“A Note on Distributions of Venture Investments,”
“A Note on European Private Equity,”
“A Note on Information Sources about Private
Equity,”
“A Note on Information Sources about Private Equity at
“A Note on Private Equity in Developing Nations,”
“A Note on Private Equity in Developing Nations,”
“A Note on Private Equity Partnership Agreements,”
“A Note on Private Equity Securities,”
“A Note on the Initial Public Offering Process,”
“A Note on the Private Equity Fundraising Process,”
“A Note on the Venture Leasing Industry,”
“A Note on Valuation in Private Equity Settings,”
“Technology Transfer at
“Venture Capital and Private Equity: Course Overview,”
“Venture Capital and Private Equity: Module I,”
“Venture Capital and Private Equity: Module II,”
“Venture Capital and Private Equity: Module III,”
“Venture Capital and Private Equity: Module IV,”
Teaching Notes
“Aberlyn Capital Management: July 1993,”
“Accel Partners’ European Launch,”
“Acme Investment
Trust,”
“Acme Investment Trust: January 2001,”
“Adams Capital Management: March 1999,”
“Adams Capital Management: March 2002,”
“AIT Group Plc,”
“Apax Partners and Dialog Semiconductor: March 1998,”
“Apax Partners and Xerium
“Apex Investment Partners
(A) and (B),”
“ARCH Venture Partners,”
“Battery Ventures,”
“BCI Growth III,”
“Between a Rock and a Hard Place: Valuation and Distribution in
Private Equity,”
“Brazos Partners: The Co-Mark LBO,”
“CDC Capital
Partners,”
“Chengwei Ventures,”
“CMGI: Organizational and
Market Innovation,”
“Columbia Capital Corporation,”
“EMC Corporation: Response to Shareholder Litigation (Case
Series),”
“Endeca Technologies (A) and (B)”
“European Association of
Securities Dealers,”
“The Exxel Group,”
“The Exxel Group: March 2001,”
“The Fojtasek Companies and Heritage Partners,”
“FOX Venture Partners,”
“Francisco Partners,”
“GO Corporation,”
“Gold Hill Venture Leasing,”
“
“ImmuLogic Pharmaceutical
Corporation (Case Series),”
“In-Q-Tel,”
“Intel ® 64 Fund,”
“Investitori Associati: Exiting the Savio LBO (A) and (B),”
“Joe Casey: January 2000,”
“Martin Smith: January 2000,”
“Martin Smith: May 2000,”
“Martin Smith: January 2002,”
“Martin Smith: May 2002,”
“Metapath Software: September 1997,”
“Montagu Private Equity,”
“New Business Investment Company: October 1997,”
“Northeast Ventures,”
“Repligen Corporation: January 1992,”
“RogersCasey Alternative Investments,”
“The Scripps Research Institute: (Case Series),”
“Schroder Ventures,”
“Securicor Wireless Networks: February 1996,”
“3i Group PLC,”
“University Technology
Ventures: October 2000,”
“Venture Capital and Private Equity: A Course Overview,”
“Venture Capital Case Vignettes,”
“Weston Presidio